HF
ChFC
HF
ChFC

Harris Fishman

35 Years of Experience
Rydal, PA
1 DisclosureBrokerSells Insurance

Harris Fishman is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Rydal, PA, with 35 years of industry experience. Harris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Denied
Other Business ActivitiesSells Insurance

Harris is involved in several outside business activities, including insurance sales (life, property/casualty, health, group life), rental properties, and ownership of multiple LLCs related to insurance and lead generation. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
MML Investors Services, LLC
March 2010 - Present · 16 yrs 7 mos
MML Investors Services, LLC
January 1991 - Present · 35 yrs 9 mos
MML Investors Services, LLCBroker
January 1991 - Present · 35 yrs 9 mos
Previous Registrations
First Financial Advisers, LLC
September 2000 - October 2003 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.