David Reo
David Reo is a registered investment advisor at Ip Financial Advisory Services LLC, based in Charlotte, NC, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2022Employment Separation After Allegations
March 2016Customer Dispute
February 2003Employment Separation After Allegations
November 1993Other Business ActivitiesSells Insurance
David operates REO Financial Services, providing financial planning as well as insurance products including health, life, group dental, and vision. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Previous Registrations
Innovation Partners LLCBroker
Summit Financial Group INC
Cetera Investment Advisers LLC
Summit Brokerage Services, INC.Broker
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Investors Capital CORP.Broker
Sunpoint Securities, INC.Broker
American Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.