David Reo
David Reo is a registered investment advisor at Ip Financial Advisory Services LLC, based in Rensselaer, NY, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K+ | 2.00% |
Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.
Fee Estimator
Location
Rensselaer, NY
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2022Employment Separation After Allegations
March 2016Customer Dispute
February 2003Employment Separation After Allegations
November 1993Other Business ActivitiesSells Insurance
David operates REO Financial Services, providing financial planning as well as insurance products including health, life, group dental, and vision. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Previous Registrations
Innovation Partners LLCBroker
Summit Financial Group INC
Cetera Investment Advisers LLC
Summit Brokerage Services, INC.Broker
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Investors Capital CORP.Broker
Sunpoint Securities, INC.Broker
American Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Olivia Mussett, CFPMussett Wealth Management, LLC
- Helen Carroll, CFPMussett Wealth Management, LLC