JH
JH
John Henningfield
31 Years of Experience
Wauwatosa, WI
Broker
John Henningfield is a registered investment advisor at Cetera Investment Advisers LLC, based in Wauwatosa, WI, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2290 N Mayfair Road, Wauwatosa, WI, 53226
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
January 2006 - Present · 20 yrs 4 mos
Cetera Investment Services LLCBroker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Cetera Investment Services LLC
October 2011 - January 2014 · 2 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
February 2004 - December 2005 · 1 yr 10 mos
Tcf Securities, INC.Broker
January 1995 - January 2001 · 6 yrs
Invest Financial CorporationBroker
June 1994 - January 1995 · 7 mos
Fortis Investors, INC.Broker
January 1991 - April 1994 · 3 yrs 3 mos
State Registrations6 states
FLILMIMOTNWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.