Arthur Shooter

35 Years of Experience

Rancho Santa Fe, CA

2 DisclosuresBroker

Arthur Shooter is a registered investment advisor at Wells Fargo Advisors, based in Rancho Santa Fe, CA, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

3710 advisors

IM Fee

Planning only

Assets Under Management

$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

6106 La Flecha, Pob 7069, Ste 206, Rancho Santa Fe, CA, 92067

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2018

Denied

Employment Separation After Allegations

July 1995

View Full SEC Report How to Read Disclosures

Other Business Activities

Arthur owns 100% of A Kelley Shooter Financial Services and is the trustee of the Finet 401k plan. He dedicates minimal time to each of these investment-related activities.

Employment History

Current Registrations

Wells Fargo Advisors

July 1997 - Present · 28 yrs 10 mos

Wells Fargo Advisors Financial Network, LLCBroker

August 1995 - Present · 30 yrs 9 mos

Previous Registrations

A. G. Edwards & Sons, INC.Broker

January 1991 - July 1995 · 4 yrs 6 mos

State Registrations37 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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