Glenn Wilkinson
Glenn Wilkinson is a registered investment advisor at LPL Financial LLC, based in Wilmington, NC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wilmington, NC
Get directionsHistory
Regulatory History (6)
Financial
February 2020Financial
December 2018Financial
September 2017Customer Dispute
July 2004Employment Separation After Allegations
March 2004Customer Dispute
February 2003Other Business Activities
Glenn operates Carolina Wealth Advisors Inc. as a DBA for his LPL business, dedicating about half of his time to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Ifg Network Securities, INC.Broker
Ifg Network Securities, INC.Broker
Kavanaugh Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.