DC
DC
David Cundey
34 Years of Experience
West Palm Beach, FL
1 DisclosureBroker
David Cundey is a registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
777 South Flagler Drive, Suite 700E, West Palm Beach, FL, 33401
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2010Denied
Other Business Activities
David is a managing partner at Big Hat Partners, a real estate private company, since 2004. He owns Florida real estate and dedicates minimal time to this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
October 2015 - Present · 10 yrs 9 mos
Morgan StanleyBroker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
December 2007 - November 2015 · 7 yrs 11 mos
Credit Suisse Securities (USA) LLCBroker
December 2007 - November 2015 · 7 yrs 11 mos
Jefferies Investment Advisers, LLC
November 2007 - January 2008 · 2 mos
Jefferies Private Client Advisers, LLC
August 2003 - December 2005 · 2 yrs 4 mos
Jefferies & Company, INC.Broker
February 2003 - January 2008 · 4 yrs 11 mos
Fahnestock & CO. INC.Broker
January 2003 - February 2003 · 1 mo
Cibc World Markets CORP.Broker
July 2002 - January 2003 · 6 mos
Robertson Stephens, INC.
June 2000 - July 2002 · 2 yrs 1 mo
Robertson Stephens, INC.Broker
October 1999 - July 2002 · 2 yrs 9 mos
Bt Alex. Brown IncorporatedBroker
September 1997 - December 1999 · 2 yrs 3 mos
Alex. Brown & Sons IncorporatedBroker
May 1993 - September 1997 · 4 yrs 4 mos
Templeton Funds Distributor, INC.Broker
March 1993 - May 1993 · 2 mos
Franklin Distributors, INC.Broker
April 1991 - May 1993 · 2 yrs 1 mo
State Registrations30 states
AKALAZCACOCTDCDEFLIDILLAMAMDMIMNNCNJNVNYOHORPARISCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.