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Gabriel Yanez

Ameriprise Financial Services, LLC
35 Years of Experience
Carlsbad, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gabriel Yanez is a registered investment advisor at Ameriprise Financial Services, LLC, based in Carlsbad, CA, with 35 years of industry experience. Gabriel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2111 Palomar Airport Rd, Ste 340, Carlsbad, CA, 92011-1455

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Settled
Employment Separation After Allegations
January 1997
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gabriel is an independent insurance broker with Allianz since 2020, selling fixed annuities. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2020 - Present · 6 yrs 4 mos
Ameriprise Financial Services, LLC
June 2020 - Present · 6 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Morgan Stanley
March 2011 - June 2020 · 9 yrs 3 mos
Morgan StanleyBroker
March 2011 - June 2020 · 9 yrs 3 mos
Raymond James & Associates, INC.
July 2009 - March 2011 · 1 yr 8 mos
Raymond James & Associates, INC.Broker
July 2009 - March 2011 · 1 yr 8 mos
Sagepoint Financial, INC.Broker
October 2005 - July 2009 · 3 yrs 9 mos
Sagepoint Financial, INC.
October 2005 - July 2009 · 3 yrs 9 mos
Sunamerica Securities, INC.
July 2005 - October 2005 · 3 mos
Sunamerica Securities, INC.Broker
July 2005 - October 2005 · 3 mos
First Wall Street CORP.
August 2003 - July 2005 · 1 yr 11 mos
First Wall Street CORP.Broker
July 2003 - July 2005 · 2 yrs
Wm Financial Services, INC.Broker
January 1999 - June 2003 · 4 yrs 5 mos
Griffin Financial ServicesBroker
March 1997 - January 1999 · 1 yr 10 mos
Great Western Financial Securities CorporationBroker
July 1994 - February 1997 · 2 yrs 7 mos
Griffin Financial ServicesBroker
September 1993 - August 1994 · 11 mos
Gna Securities, INC.Broker
August 1992 - December 1993 · 1 yr 4 mos
Royal Alliance Associates, INC.Broker
June 1992 - August 1992 · 2 mos
Fortis Investors, INC.Broker
January 1991 - June 1992 · 1 yr 5 mos
State Registrations15 states
ALAZCACOIDNDNVNYOKORPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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