Gabriel Yanez
Gabriel Yanez is a registered investment advisor at Ameriprise Financial Services, LLC, based in Carlsbad, CA, with 35 years of industry experience. Gabriel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2111 Palomar Airport Rd, Ste 340, Carlsbad, CA, 92011-1455
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2017Employment Separation After Allegations
January 1997Other Business ActivitiesSells Insurance
Gabriel is an independent insurance broker with Allianz since 2020, selling fixed annuities. This activity is investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
First Wall Street CORP.
First Wall Street CORP.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Great Western Financial Securities CorporationBroker
Griffin Financial ServicesBroker
Gna Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Fortis Investors, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.