William Wahl
William Wahl is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chesterfield, MO, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
400 Chesterfield Ctr, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2001Customer Dispute
January 2001Customer Dispute
March 2000Customer Dispute
April 1999Other Business Activities
William's wife is a member of WB Capital Partners IV LLC, which owns commercial real estate, and he was told to disclose her position. He is also the treasurer for Pine Creek Homeowner's Association, spending minimal time per month preparing budgets and reports.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Prudential Securities IncorporatedBroker
Hibbard Brown & CO., INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.