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Steven Sinclair

34 Years of Experience
Austin, TX
Broker

Steven Sinclair is a registered investment advisor, based in Austin, TX, with 34 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven is involved in several board positions for various organizations, including Hospice Alliance, Eastern Niagara Hospital, Niagara County Community College Foundation, Pinnacle Community Services, and Kalos Health Insurance. He also owns commercial real estate and dedicates nearly full-time hours to Sinclair & Associates and Kestra Advisory Services.

Employment History
Current Registrations
Kestra Advisory Services, LLC
June 2021 - Present · 4 yrs 11 mos
Kestra Investment Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cadaret Grant & CO INC
January 2020 - June 2021 · 1 yr 5 mos
Cadaret, Grant & CO., INC.Broker
July 1994 - June 2021 · 26 yrs 11 mos
Cigna Financial Advisors,inc.Broker
January 1991 - October 1993 · 2 yrs 9 mos
State Registrations12 states
CAFLIDMDNCNVNYOHPASCTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven Sinclair - Financial Advisor | TrueAdvisor