James Rapp
James Rapp is a registered investment advisor at Arkadios Wealth Advisors, based in Lakewood Ranch, FL, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K+ | 1.50% |
Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.
Fee Estimator
Location
Lakewood Ranch, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2004Customer Dispute
November 1991Employment History
Current Registrations
Arkadios Wealth Advisors
Arkadios CapitalBroker
Arkadios Capital
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Jpmorgan Securities INC
Banc One Securities CorporationBroker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Hibbard Brown & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.