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CFP

Elizabeth Sampson

LPL Financial LLC
35 Years of Experience
Westford, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Elizabeth Sampson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westford, MA, with 35 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

319 Littleton Rd, Suite 303, Westford, MA, 01886

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Elizabeth is an agent/producer of non-variable insurance through Crump and/or AOCP and Sampson West and Associates, Inc., dedicating minimal time to each. She also operates Concord River Financial as a DBA for her LPL business and is involved with Sampson West & Associates, LLC for tax/investment purposes, dedicating significant time to these activities.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
July 1997 - July 2021 · 24 yrs
Waddell & ReedBroker
January 1991 - July 2021 · 30 yrs 6 mos
State Registrations2 states
MANH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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