Arthur Potter
Arthur Potter is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Walnut Creek, CA, with 27 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
877 Ygnacio Valley Rd., Ste. 220, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (2)
Financial
January 2017Customer Dispute
February 2012Other Business ActivitiesSells Insurance
Arthur handles insurance renewals, dedicating minimal time to servicing existing policies. He also works as a Senior Case Design Specialist for Proxy Freedom LLC, spending nearly full-time hours assisting advisors with financial planning and providing administrative support.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Proxy Wealth Advisors LLC
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Metlife Securities INC.
Metlife Securities INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Integrated Wealth Advisors, INC.
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Intersecurities, INC.Broker
Mariner Financial Services, INC.Broker
New England SecuritiesBroker
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.