Charles Medlicott is a registered investment advisor, based in Fishkill, NY, with 35 years of industry experience.
Location
60 Merritt Blvd, Suite 201, Fishkill, NY, 12524
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is a fire commissioner for Bloomingburg Fire Co. Inc., attending monthly meetings and reviewing/approving bills. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
February 2013 - June 2019 · 6 yrs 4 mos
Foresters Financial Services, INC.Broker
January 1991 - June 2019 · 28 yrs 5 mos
State Registrations17 states
CACOCTFLGAKSMDMINCNJNYOKPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.