Malcolm Chace is a registered investment advisor at Canton Hathaway LLC, based in Providence, RI, with 26 years of industry experience. Malcolm operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 105 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Fees may vary depending on the client relationship and may be waived or reduced at the advisor's discretion.
Fee Estimator
Location
One West Exchange Street, Suite 3202, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Malcolm serves as trustee or co-trustee for various family member trusts. One trust has since been dissolved.
Employment History
Current Registrations
Canton Hathaway LLC
Previous Registrations
Whalerock Point Partners, LLC
Oppenheimer & CO. INC.
Baldwin Brothers INC
State Registrations1 state
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