William Waters is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lancaster, PA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2301 Harrisburg Pike, Lancaster, PA, 17601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a landlord for real estate rentals through Meadows Real Estate Investors LLC since 2018. He is also the President of MMW, Inc., a tax preparation/accounting/CPA firm since 2010, and a member of Waters and Associates LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
PFS Investments INC.Broker
PFS Investments INC.Broker
Financial Network Investment CorporationBroker
State Registrations4 states
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