Stephen Madsen
Stephen Madsen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Lake Elmo, MN, with 35 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11465 39th St N, Lake Elmo, MN, 55042
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an insurance agent selling life, health, annuities, and long-term care insurance, dedicating a few hours per week. He is also a Vice President at Lake Elmo Bank - Lake Elmo Financial, spending about a quarter of his time helping clients in the investment department.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Primevest Financial Services, INC.Broker
Juran & Moody, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.