BS
CFP · ChFC
BS
CFP · ChFC
Brett Straub
35 Years of Experience
Haddon Heights, NJ
2 DisclosuresBrokerSells Insurance
Brett Straub is a CFP, ChFC-designated registered investment advisor, based in Haddon Heights, NJ, with 35 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold.
Location
711 Station Ave., Haddon Heights, NJ, 08035
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2024Settled
Customer Dispute
December 2008Denied
Other Business ActivitiesSells Insurance
Brett is a partner in 711 Station, LLC and SCS Management Group, and an Investment Advisor Representative at The Ameriflex Group. He also owns Straub Group Advantage, where he sells life and health insurance.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 1 yr 4 mos
The Ameriflex Group
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
February 2022 - September 2023 · 1 yr 7 mos
Principal Securities, INC.
November 2002 - February 2022 · 19 yrs 3 mos
Principal Securities, INC.Broker
November 2002 - February 2022 · 19 yrs 3 mos
Signator Investors, INC.Broker
September 1993 - November 2002 · 9 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1993 - May 1997 · 3 yrs 8 mos
Carillon Investments, INC.Broker
April 1991 - September 1993 · 2 yrs 5 mos
State Registrations9 states
AZDEFLINNJNVNYPAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Michael Lamaina, CFPLPL Financial LLC
- Jeffrey Jones, CFPCypress Financial Planning
- Taylor Venanzi, CFPCetera Investment Advisers LLC
- Matthew Gaiser, CFPCetera Investment Advisers LLC
- Kurt Ruoff, CFPCypress Financial Planning
- Scott Wight, CFPCetera Investment Advisers LLC