TrueAdvisor
TrueAdvisor
WC
WC

Wendy Cundari

LPL Financial LLC
34 Years of Experience
Belleair, FL
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Wendy Cundari is a registered investment advisor at LPL Financial LLC, based in Belleair, FL, with 34 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Belleair, FL

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2022
Pending
Customer Dispute
December 2021
Denied
Financial
September 2021
Final
Customer Dispute
February 2020
Denied
Customer Dispute
February 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Wendy operates under several DBAs for her LPL business, including MEMBERS Financial Services, Wheelhouse Investment Services, Suncoast Investment Services, and Red Canoe Financial Group. She dedicates nearly full-time hours to Suncoast Investment Services.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.Broker
June 2009 - May 2022 · 12 yrs 11 mos
CUNA Brokerage Services, INC.
June 2009 - May 2022 · 12 yrs 11 mos
LPL Financial CorporationBroker
February 2009 - June 2009 · 4 mos
LPL Financial Corporation
February 2009 - June 2009 · 4 mos
CUNA Brokerage Services, INC.
June 2003 - February 2009 · 5 yrs 8 mos
CUNA Brokerage Services, INC.Broker
December 1999 - February 2009 · 9 yrs 2 mos
Dean Witter Reynolds INC.Broker
March 1998 - January 2000 · 1 yr 10 mos
Griffin Financial ServicesBroker
September 1995 - February 1998 · 2 yrs 5 mos
Ba Investment Services, INC.Broker
July 1994 - September 1995 · 1 yr 2 mos
Invest Financial CorporationBroker
September 1991 - June 1994 · 2 yrs 9 mos
State Registrations13 states
AZCAFLGAIDNCORSCTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Belleair, FL →All financial advisors in Florida →