JF
JF

Jane Flanigan

29 Years of Experience
Wayne, PA
Broker

Jane Flanigan is a registered investment advisor at Hartford Funds, based in Wayne, PA, with 29 years of industry experience. Jane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
May 2017 - Present · 9 yrs
Hartford Funds Distributors, LLC
May 2017 - Present · 9 yrs
Hartford Funds Distributors, LLCBroker
May 2017 - Present · 9 yrs
Previous Registrations
Nationwide Investment Advisors, LLC
March 2016 - September 2016 · 6 mos
Nationwide Securities, LLC
May 2014 - March 2016 · 1 yr 10 mos
Nationwide Investment Services CorporationBroker
May 2013 - September 2016 · 3 yrs 4 mos
Proshare Advisors LLC
April 2013 - May 2013 · 1 mo
Profunds Distributors, INC.Broker
January 2008 - May 2013 · 5 yrs 4 mos
Quasar Distributors, LLCBroker
November 2005 - January 2008 · 2 yrs 2 mos
Sun Life Financial Distributors, INC.Broker
December 2003 - September 2005 · 1 yr 9 mos
Deutsche Investment Management Americas INC.
March 2003 - July 2003 · 4 mos
Scudder Distributors, INC.Broker
September 2002 - July 2003 · 10 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2002 · 1 yr 8 mos
Db Alex. Brown LLCBroker
December 1997 - January 2001 · 3 yrs 1 mo
Eq Financial Consultants, INC.Broker
March 1995 - September 1997 · 2 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1995 - September 1997 · 2 yrs 6 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.