James Caspers
James Caspers is a registered investment advisor at LPL Financial LLC, based in St. Paul, MN, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
475 Etna Street #5, St. Paul, MN, 55106
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2009Customer Dispute
April 2003Other Business Activities
James is a DBA for LPL Business through CPR Wealth Advisors LLC since 2010 and provides investment advisory services through GWM Advisors LLC/NewEdge Advisors LLC (since 2018), spending about a third of his time on this activity. James also owns rental real estate properties.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Newedge Advisors
LPL Financial LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.