312 Walnut Street, Suite 1600, Cincinnati, OH, 45202
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Marc is an industry arbitrator with FINRA in Chicago since 2004. He dedicates a few hours per week to this activity, with minimal time occurring during securities trading hours.