Kim Havens
Kim Havens is a registered investment advisor at MML Investors Services, LLC, based in Darlington, WI, with 35 years of industry experience. Kim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
517 Park Place, Darlington, WI, 53530
Get directionsHistory
Regulatory History (1)
Regulatory
January 2005Other Business ActivitiesSells Insurance
Kim is a sales agent for Havens Financial Services, selling various insurance products since 1991, dedicating a few hours per week. Kim also owns rental property and a farm, spending minimal time on each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.