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Alan Yanowitz

Lincoln Investment
35 Years of Experience
Cleveland, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Yanowitz is a registered investment advisor at Lincoln Investment, based in Cleveland, OH, with 35 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 138,369 clients with $22B in assets under management.

Lincoln Investment
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
961 advisors
Number of Clients
138,369 clients
Average Client Portfolio
$159K average
Assets Under Management
$22.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual advisor fee is 1.25%, which is negotiable. Clients also pay platform fees ranging from 0.02% to 0.24% depending on the platform and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25825 Science Park Drive, Suite 110, Cleveland, OH, 44122

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Settled
Customer Dispute
October 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alan is a partner in a family limited partnership, an investment advisor representative, and a trustee for a family foundation and trusts. He also sells life, disability, and long-term care insurance and fixed and indexed annuities, and manages assets for various entities, dedicating about a quarter of his time to Beacon Financial Advisory, LLC.

Employment History
Current Registrations
Lincoln Investment
October 2024 - Present · 2 yrs
Beacon Financial Advisory LLC
October 2015 - Present · 11 yrs
Capital Analysts
October 2015 - Present · 11 yrs
Lincoln InvestmentBroker
October 2015 - Present · 11 yrs
Previous Registrations
Securities America Advisors, INC.
August 2005 - October 2015 · 10 yrs 2 mos
Securities America, INC.Broker
August 2005 - October 2015 · 10 yrs 2 mos
Lincoln Financial Advisors Corporation
January 2000 - August 2005 · 5 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
February 1991 - August 2005 · 14 yrs 6 mos
The Lincoln National Life Insurance CompanyBroker
February 1991 - August 2005 · 14 yrs 6 mos
State Registrations7 states
CADCFLMIMNNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Alan Yanowitz - Financial Advisor | TrueAdvisor