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Anthony Seghy

34 Years of Experience
Brecksville, OH
1 DisclosureBroker

Anthony Seghy is a registered investment advisor at Fifth Third Securities, INC., based in Brecksville, OH, with 34 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
918 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8801 Brecksville Road, Brecksville, OH, 44141

Get directions

History

Regulatory History (1)
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Customer Dispute
October 2002
Denied
Employment History
Current Registrations
Fifth Third Securities, INC.
March 2005 - Present · 21 yrs 2 mos
Fifth Third Securities, INC.Broker
March 1999 - Present · 27 yrs 2 mos
Previous Registrations
Fifth Third Securities, INC.Broker
January 1997 - March 1999 · 2 yrs 2 mos
Locust Street Securities, INC.Broker
November 1995 - January 1997 · 1 yr 2 mos
Dean Witter Reynolds INC.Broker
December 1992 - December 1995 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1991 - August 1992 · 1 yr 5 mos
State Registrations17 states
CACOCTFLGAMAMIMNNCNJNYOHSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Seghy - Financial Advisor | TrueAdvisor