RD
RD

Roxanne Dante

31 Years of Experience
Hilo, HI
Broker

Roxanne Dante is a registered investment advisor at Morgan Stanley, based in Hilo, HI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Pauahi Street Suite #107, Hilo, HI, 96720

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roxanne is a sole proprietor/owner of rental real estate in Papaikou, Hawaii, since February 2019. She dedicates minimal time outside of business hours to property management.

Employment History
Current Registrations
Morgan Stanley
January 2017 - Present · 9 yrs 4 mos
Morgan StanleyBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - January 2017 · 13 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - January 2017 · 13 yrs 6 mos
Prudential Securities Incorporated
October 1997 - July 2003 · 5 yrs 9 mos
Prudential Securities IncorporatedBroker
February 1995 - July 2003 · 8 yrs 5 mos
State Registrations20 states
ARAZCAGAHIIAIDMANMNVNYOHOKORPATNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.