Wayne Botz is a registered investment advisor at Lci Advisors, based in St. Louis, MO, with 30 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 50 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LCI Advisors charges a percentage of the value of your portfolio each year, billed quarterly in advance. The fees vary depending on the amount of assets, the type of securities, and the portfolio type. Here's a breakdown:
-
Focused Growth Portfolio:
- 2.00% on the first $250,000
- 1.25% on the next $250,000
- 1.00% on the next $500,000
- 0.50% on amounts over $1,000,000
-
All other portfolios (equity portion) and Customized Portfolios:
- 1.25% on the first $250,000
- 1.00% on amounts over $250,000
-
Fixed-income portion of portfolios:
- 1.0% on the first $250,000
- 0.9% on amounts over $250,000
-
ETF Portfolios:
- 0.65% on the first $50,000
- 0.45% on amounts over $50,000
- 0.65% for all ETF International Portfolios
-
Manager Choice Portfolio: 1.00% of assets for the LCI Advisors portion, plus fees charged by the third-party manager and the custodian.
These fees are negotiable.
Location
St. Louis, MO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lci Advisors
Previous Registrations
Century Securities Associates INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.