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Robert Lawton
15 Years of Experience
Coarsegold, CA
3 Disclosures
Robert Lawton is a registered investment advisor at Catoosa Fund Management LLC, based in Coarsegold, CA, with 15 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and may vary among clients.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Coarsegold, CA
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001Settled
Customer Dispute
December 1999Settled
Criminal
October 1994Final Disposition
Employment History
Current Registrations
Catoosa Fund Management LLC
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Catoosa Fund Management LLC
January 2017 - December 2017 · 11 mos
Catoosa Fund Management LLC
August 2010 - December 2016 · 6 yrs 4 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.