MS
CFP
MS
CFP

Michael Shannon

34 Years of Experience
Milwaukee, WI
Broker

Michael Shannon is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Milwaukee, WI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

777 East Wisconsin Ave, Milwaukee, WI, 53202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2019 · 10 yrs 4 mos
Morgan Stanley
June 2009 - October 2019 · 10 yrs 4 mos
Citigroup Global Markets INC.
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
Wachovia Securities, LLCBroker
January 2008 - May 2008 · 4 mos
A. G. Edwards & Sons, INC.Broker
July 1991 - January 2008 · 16 yrs 6 mos
Whitehouse & Moore Investments, INC.Broker
February 1991 - March 1991 · 1 mo
State Registrations21 states
ARAZCACODCFLGAILKYMAMIMNNJNYOHORTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.