DG
DG

Dotti Graviet

35 Years of Experience
Santa Fe, NM
Broker

Dotti Graviet is a registered investment advisor at Morgan Stanley, based in Santa Fe, NM, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

150 Washington Avenue, Suite 301, Santa Fe, NM, 87501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dotti is the interim treasurer and a member of the finance committee for Santa Fe Mountain Center, an educational and therapeutic program. This role involves reviewing the budget and reporting to the Board of Directors, taking a few hours per week.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2008 - December 2008 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1991 - December 2008 · 17 yrs 10 mos
State Registrations29 states
ALAZCACODCFLILKSLAMAMDMEMINCNENJNMNVNYOKORPATNTXUTVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.