Mason Little
Mason Little is a registered investment advisor at Cetera Investment Advisers LLC, based in Salisbury, MD, with 34 years of industry experience. Mason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
953 Mt Hermon Rd, Salisbury, MD, 21804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mason works as a registered representative for CFS Financial, dedicating full-time hours to financial services. He also owns rental properties with his spouse, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Fahnestock & CO., INC.Broker
W.H. Newbold's Son & CO., INC.Broker
Pacific Southern Securities, INC.Broker
State Registrations12 states
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