Ruben Segovia
Ruben Segovia is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ventura, CA, with 34 years of industry experience. Ruben is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
877 S Victoria Ave Ste 211, Ventura, CA, 93003
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Ruben has a business ownership activity that started in 2012, dedicating minimal time to it. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
United Securities Alliance, INC.Broker
Sentra Securities CorporationBroker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
First American National Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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