MJ
MJ

Michael Jones

34 Years of Experience
Burlington, WA
1 DisclosureBrokerSells Insurance

Michael Jones is a registered investment advisor at Cetera Investment Advisers LLC, based in Burlington, WA, with 34 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

336A E. Fairhaven Ave, Burlington, WA, 98233

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History

Regulatory History (1)
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Customer Dispute
November 1996
Settled
Other Business ActivitiesSells Insurance

Michael is an agent selling fixed insurance products including life, disability, annuities, and long-term care, dedicating about a quarter of his time. He also owns 50% of Hawes Scuba Accessories, Inc., involved in real estate investment and property management, and operates a restaurant called Lola's Intl Kitchen.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital CORP.Broker
July 2010 - October 2016 · 6 yrs 3 mos
Investors Capital Advisory
July 2010 - October 2016 · 6 yrs 3 mos
Nationwide Securities, LLC
August 2008 - July 2010 · 1 yr 11 mos
Nationwide Securities, LLCBroker
August 2008 - July 2010 · 1 yr 11 mos
1717 Capital Management Company
April 1996 - August 2008 · 12 yrs 4 mos
1717 Capital Management CompanyBroker
April 1993 - August 2008 · 15 yrs 4 mos
Mony Securities CORP.Broker
December 1992 - April 1993 · 4 mos
Pruco Securities CorporationBroker
February 1991 - May 1992 · 1 yr 3 mos
The Prudential Insurance Company of AmericaBroker
February 1991 - May 1992 · 1 yr 3 mos
State Registrations13 states
ALAZCOFLIDINKYMSMTTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.