Roland Gagne
Roland Gagne is a CFP, ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Portsmouth, NH, with 35 years of industry experience. Roland is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
1 New Hampshire Ave., Ste 125, Portsmouth, NH, 03801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roland is involved in several outside business activities, including serving as an investment committee member and trustee for the Biddeford Saco Rotary Club, an advisory representative of a RIA (CIRA), and an independent insurance agent for various companies through Pension Professionals. He also manages commercial rental property through Attache Business Center LLC and Le Cretin, LLC, is a board member of OLPS, a trustee for The Gagne Family Trust, and provides accounting/bookkeeping/payroll services through MyHeroCFO and Compass CFO.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Pension Professionals
Cambridge Investment Reserarch, INC.
Investacorp, INC.Broker
Guardian Investor Services CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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