AO
AO

A. Otto

35 Years of Experience
Minier, IL
Broker

A. Otto is a registered investment advisor at Cetera Investment Advisers LLC, based in Minier, IL, with 35 years of industry experience. A. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

204 S. Main St, Po Box 656, Minier, IL, 61759

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

A. is the president of Miner Progress Inc, a C corporation, since 2014, dedicating minimal time. A. is also the owner and a financial professional at Orchard Financial Group Inc since 2021, spending about 10-20% of their time on corporation administration, consultation, business development and community service.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 1998 - Present · 28 yrs 3 mos
Cetera Financial Specialists LLCBroker
March 1991 - Present · 35 yrs 2 mos
State Registrations15 states
AZCACOFLIAILINKSMONHOHORTNWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.