Jay Gershman
Jay Gershman is a registered investment advisor at Redhawk Wealth Advisors, INC., based in Farmington, CT, with 35 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 3,283 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Redhawk Wealth Advisors charges a fee based on a percentage of the assets they manage for you. This fee covers investment advice, trade entry, and account maintenance. The exact fee is detailed in your Investment Management Agreement and can vary based on the size and complexity of your portfolio. Starter accounts (less than $5,000) are charged a flat $50 annual fee. A technology fee is also applied: $5/month for accounts over $10,000 and $2.50/month for accounts under $10,000.
Location
20 Waterside Drive, Suite 201, Farmington, CT, 06032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jay is an investment advisor representative and owner/member of Retirement Visions LLC, a financial advisory business, dedicating full-time hours to these activities. He also serves as a trustee, power of attorney, and sells life and health insurance, dedicating minimal time to each of these roles, and is President Elect of a fraternal cemetery association.
Employment History
Current Registrations
Redhawk Wealth Advisors, INC.
Previous Registrations
Silver Oak Securities, IncorporatedBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Ssn Advisory, INC.
Adviceone Advisory Services, LLC
Securities Service Network, LLCBroker
Guardian Investor Services CorporationBroker
Green Hill Financial Service CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.