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Henry Smith
26 Years of Experience
Fort Lauderdale, FL
1 Disclosure
Henry Smith is a registered investment advisor at Spencer Smith Asset Management, INC., based in Fort Lauderdale, FL, with 26 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 56 clients with $46M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
56 clients
Average Client Portfolio
$826K average
Assets Under Management
$46.2M
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees may be negotiable within each tier.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Fort Lauderdale, FL
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Regulatory History (1)
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Customer Dispute
March 2011Settled
Employment History
Current Registrations
Spencer Smith Asset Management, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Greensview Wealth Management
December 2018 - March 2021 · 2 yrs 3 mos
Spencer Smith Asset Management, INC.
April 2006 - January 2019 · 12 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 1999 - November 2005 · 6 yrs 5 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.