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Ken Kondo

27 Years of Experience
Honolulu, HI
1 DisclosureBrokerSells Insurance

Ken Kondo is a registered investment advisor at Ameriprise Financial Services, LLC, based in Honolulu, HI, with 27 years of industry experience. Ken operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

555 South St Ste 106, Honolulu, HI, 96813

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History

Regulatory History (1)
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Criminal
February 2001
Final Disposition
Other Business ActivitiesSells Insurance

Ken owns commercial and residential real estate, some of which is investment-related. Ken also works as an independent insurance broker for Symetra, selling universal life insurance, and is a board member of Kondo, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2009 - Present · 17 yrs 1 mo
Ameriprise Financial Services, LLC
February 2009 - Present · 17 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
American Express Financial Advisors INC.Broker
March 1991 - October 2001 · 10 yrs 7 mos
Ids Life Insurance CompanyBroker
March 1991 - October 2001 · 10 yrs 7 mos
State Registrations13 states
AKAZCACOHINENVNYORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ken Kondo - Financial Advisor | TrueAdvisor