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JD
CFP
JD
CFP

James Duplisea

Cambridge Investment Research Advisors, INC.
35 Years of Experience
Canton, MA
1 DisclosureBrokerSells Insurance
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James Duplisea is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Canton, MA, with 35 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Canton, MA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James owns residential property since 1983 and originates mortgage loans. He is also an independent insurance agent and an advisory representative of a RIA, dedicating nearly full-time hours to the latter.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2013 - Present · 13 yrs 6 mos
Cambridge Investment Research, INC.Broker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Securities America Advisors, INC.
January 1996 - January 2010 · 14 yrs
Securities America, INC.Broker
March 1995 - December 2009 · 14 yrs 9 mos
American Express Financial Advisors INC.Broker
March 1991 - April 1995 · 4 yrs 1 mo
Ids Life Insurance CompanyBroker
March 1991 - April 1995 · 4 yrs 1 mo
State Registrations10 states
AZCOMAMENHRISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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James Duplisea - Financial Advisor | TrueAdvisor