Burke Francis
Burke Francis is a registered investment advisor at LPL Financial LLC, based in Summerland, CA, with 59 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2311 Shelby Street, Summerland, CA, 93067
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2000Criminal
May 1995Other Business ActivitiesSells Insurance
Burke operates Orion Capital and The Francis Group as DBAs for his LPL business, dedicating full-time hours to these investment-related activities. He also works as a financial advisor for Cavalier Associates, selling non-variable insurance, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
E. F. Hutton & Company INCBroker
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.