Pauline Rosenstein
Pauline Rosenstein is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Annandale, VA, with 52 years of industry experience. Pauline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
Annandale, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Pauline is the Vice President of Lakeside Productions, a photography business, though she spends no time on it. She is also an agent for Mass Mutual Life Insurance Co, but also spends no time on it, and is a member of Rotary International, AAUW, and Annandale United Methodist Church, spending minimal time on each.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Derand/pennington/bass, INC.Broker
Rushmore Investment Brokers, INC.Broker
Dean Witter Reynolds INC.Broker
Reynolds Securities, INC.Broker
Loeb Rhoades & COBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.