Barbara Kelly is a registered investment advisor at Aza Capital Management, based in Chicago, IL, with 12 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 344 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AZA Capital Management charges an annual investment advisory fee based on the value of your investments and the services provided. This fee typically ranges from 0.40% to 1.20% per year. AZA may also use a flat dollar fee in certain circumstances. All fees are subject to negotiation.
Location
141 W Jackson Blvd, Suite 3332, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Barbara is the Director of McLennan Partners Ltd., a UK company investing in a Bed & Breakfast, spending minimal time on company matters. She also owns Mint Private Enterprises, LLC, providing administrative services for a family office, dedicating a few hours per week to record keeping and coordination.
Employment History
Current Registrations
Aza Capital Management
Previous Registrations
Castleview Partners, LLC
Morgan Stanley
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.