Lance Gordon
Lance Gordon is a registered investment advisor at LPL Enterprise, LLC, based in Floral Park, NY, with 35 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
548 Cherry Lane, Floral Park, NY, 11001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lance is involved in several outside business activities, including a general commercial insurance agency (C & M First Services Inc.), real estate investment partnerships (DAB Management Co. LLC and NK Management Co. LLC), a real estate partnership (SMTM LLC), and consulting for a pest control company (Dial A Bug Pest control of NY, Inc.) taking about a quarter of Lance's time. Lance also does bookkeeping for New York Assigned Risk Home Ins. Gordon Agency, Inc.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations15 states
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