Katherine O'neill is a registered investment advisor, based in Munster, IN, with 30 years of industry experience.
Location
9333 Calumet Ave, Suite B, Munster, IN, 46321
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Katherine is the owner, CEO, and President of O'Neill Family Wealth Management, Inc. This takes about half of her time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2019 - Present · 6 yrs 5 mos
Raymond James Financial Services Advisors, INC
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
January 2007 - December 2019 · 12 yrs 11 mos
Raymond James & Associates, INC.Broker
June 1998 - December 2019 · 21 yrs 6 mos
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
November 1995 - May 1998 · 2 yrs 6 mos
State Registrations27 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.