James Mosteller
James Mosteller is a ChFC-designated registered investment advisor at Liberty Asset Management, INC., based in Woodridge, IL, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 243 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.35% |
| $200K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fee schedule is negotiable depending on the complexity of the client’s plan and the investment style utilized.
Fee Estimator
Location
3550 Hobson Road, Suite 101, Woodridge, IL, 60517
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a partner at Mosteller & Holmberg, P.C., a law firm, and president of Secure Equity, Inc., an insurance services company, dedicating a few hours per week to each. He also owns Mosteller Worldwide, L.L.C., a holding company for commercial real estate, spending minimal time on it.
Employment History
Current Registrations
Liberty Asset Management, INC.
Previous Registrations
Advisortradz
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.