JE
CFP
JE
CFP

John Estes

34 Years of Experience
Fairfax, VA
Broker

John Estes is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fairfax, VA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4114 Legato Road, Fl 5, Fairfax, VA, 22033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is the owner/advisor of Estes Wealth Strategies, a support company, since 2011. This requires minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2009 - Present · 16 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 1998 - Present · 27 yrs 10 mos
Previous Registrations
Bsg Financial Services, INC.
March 2005 - July 2009 · 4 yrs 4 mos
Raymond James Financial Services
February 1999 - March 2005 · 6 yrs 1 mo
Olde Discount CorporationBroker
September 1993 - July 1998 · 4 yrs 10 mos
Hibbard Brown & CO., INC.Broker
March 1991 - June 1993 · 2 yrs 3 mos
State Registrations27 states
ALCACOCTDCDEFLGAHIKYMAMDMINCNJNMNVNYOHORPASCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Estes - Financial Advisor | TrueAdvisor