William Gordon
William Gordon is a CFP-designated registered investment advisor at Kovack Advisors, INC., based in Clearwater, FL, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
2424 Enterprise Road, Suite G, Clearwater, FL, 33763
Get directionsHistory
Regulatory History (12)
Customer Dispute
January 2013Customer Dispute
August 2012Customer Dispute
July 2012Customer Dispute
October 2011Customer Dispute
July 2011Customer Dispute
April 2011Customer Dispute
December 2009Customer Dispute
September 2009Customer Dispute
September 2009Customer Dispute
March 2009Customer Dispute
March 2007Regulatory
November 1994Other Business ActivitiesSells Insurance
William is president of Gordon Financial Inc. DBA Fiduciary Advisors LLC and Retirement Wealth Resources Inc., focusing on fixed insurance sales and tax preparation, dedicating about 10-20% of his time to each. He also holds positions in a condominium association, MLB Real Properties LLC, and is a notary public and mortgage loan originator, spending minimal time on these activities.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.
Kovack Securities INC.Broker
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
J.W. Cole Financial, INC.Broker
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Aragon Financial Services, INC.Broker
The Investment Center, INC.Broker
Sunamerica Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.