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Nicholas Love

34 Years of Experience
St Louis, MO
2 DisclosuresBrokerSells Insurance

Nicholas Love is a registered investment advisor at LPL Enterprise, LLC, based in St Louis, MO, with 34 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

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Location

12312 Olive Boulevard, Suite 300, St Louis, MO, 63141-6474

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Denied
Customer Dispute
June 2007
Settled
Other Business ActivitiesSells Insurance

Nicholas sells health and medicare insurance products through Love Insurance and Financial Services Inc., dedicating approximately 60 hours per month to this activity. He also owns rental real estate and manages Village Investors, LLC, a business entity for tax/investment purposes.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 8 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Prudential Financial Planning Services
May 2023 - November 2024 · 1 yr 6 mos
Pruco Securities, LLC.Broker
July 2020 - November 2024 · 4 yrs 4 mos
Kestra Investment Services, LLCBroker
October 2004 - June 2020 · 15 yrs 8 mos
Nylife Securities INC.Broker
June 2003 - November 2004 · 1 yr 5 mos
NFP Securities, INC.Broker
January 2003 - June 2003 · 5 mos
Greystone Securities CorporationBroker
March 1996 - February 2003 · 6 yrs 11 mos
Fsc Securities CorporationBroker
January 1996 - March 1996 · 2 mos
Andover Securities, INC.Broker
March 1991 - January 1996 · 4 yrs 10 mos
State Registrations13 states
ARFLGAHIILKSLAMNMOOKTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Love - Financial Advisor | TrueAdvisor