Timothy Mcfall
Timothy Mcfall is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kirkland, WA, with 35 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
520 Kirkland Way Ste 102, Kirkland, WA, 98033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is the President of U.S Capital Strategies, Inc., an operating company for his securities and insurance business, dedicating about 10-20% of his time. He is also an insurance agent with Avantax Insurance Agency and the Manager of My Financial Compass, LLC, both related to his securities and insurance business, each taking a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Planmember Securities Corporation
Planmember Securities CorporationBroker
Veritrust Financial, LLC
Veritrust Financial, LLCBroker
Multi-Financial Securities CorporationBroker
Multi-Financial Securities Corporation
Vestax Securities Corporation
Vestax Securities CorporationBroker
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Equity Programs CorporationBroker
Investors Brokerage Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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