Don Guess
Don Guess is a registered investment advisor at Calton & Associates, INC., based in Cedar Park, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Cedar Park, TX
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Regulatory History (1)
Customer Dispute
October 2010Other Business Activities
Don is a Director for the Metropolitan Breakfast Club, a networking club, since 2020. He dedicates a few hours per week to board management and related responsibilities.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Calton & Associates, INC.
Previous Registrations
Waddell & Reed
Waddell & Reed, INC.Broker
Swbc Investment Company
Swbc Investment Services, LLCBroker
TD Waterhouse Investor Services, INC.
TD Waterhouse Investor Services, INC.Broker
Capital Advisors INC
Minshall & Company INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Fidelity Brokerage Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.