DT
ChFC
DT
ChFC

Donald Thacker

35 Years of Experience
Denver, CO
2 DisclosuresBroker

Donald Thacker is a ChFC-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Denver, CO, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

210 University Boulevard, Ste 800, Denver, CO, 80206

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Settled
Customer Dispute
September 2007
Denied
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
December 2020 - Present · 5 yrs 7 mos
Robert W. Baird & CO. Incorporated
December 2020 - Present · 5 yrs 7 mos
Previous Registrations
Bok Financial Securities, INC.Broker
December 2014 - January 2021 · 6 yrs 1 mo
Bok Financial Advisors
December 2014 - December 2020 · 6 yrs
AXA Advisors, LLC
June 1998 - December 2014 · 16 yrs 6 mos
AXA Advisors, LLCBroker
March 1991 - December 2014 · 23 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1991 - January 2000 · 8 yrs 10 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.